| Company Name | GOLDMAN SACHS (SINGAPORE) PTE |
|---|---|
| Company UEN | 198602165W |
AM Compliance is seeking an Analyst to join the AM Compliance team in Singapore. The individual will also be part of the broader AM Compliance team, which provides daily advice to AM’s various business teams on portfolio management, investing, fundraising, various regulations applicable to Asset Management business, reputational risk, and other various regulatory requirements. The individual will interact with different business lines and control functions, including AM’s Portfolio Management teams, Sales/Marketing, Finance, Operations, Engineering, Legal, and Internal Audit. The ideal candidate will have a strong interest in understanding AM’s business model and operational processes. Provide advice to the various Asset Management business teams in their day-to-day business operations. Keep up-to-date with relevant regulatory/rule changes and driving the implementation of such regulatory/rule changes. Assist with regulatory reviews, inspections, investigations, or regulatory inquiries. Ensure filing of regulatory documents timely and accurately Identify and advise mitigations for regulatory and/or reputational risk issues. Investigate and resolve issues from the day-to-day business operations, including working with other groups in the firm. Perform Compliance monitoring/investigations, as required by regulation or internal policies and procedures. Perform Compliance review on marketing materials or other documents, as required by regulation or internal policies and procedures. Handle complaints, maintain proper internal record and report to regulators as required. Conduct Compliance trainings Develop and maintain compliance policies and procedures, outlining firm policies, regulations and best practices. Participate in the review and evaluation of new instruments and activities to identify compliance issues and control needs. Advise and coordinate with Technology for control developments/enhancements. Participate in global projects as required.
Experience in Compliance, Legal or other risk control functions, preferably in asset management Risk and control focused individual with sound judgment Takes ownership of tasks/projects and is detail oriented Ability to work independently while at the same time be a proactive team player who enjoys working collaboratively Possess effective interpersonal and communication skills, with the ability to resolve issues, build consensus among groups of diverse stakeholders Ability to multi-task and work well under pressure and have a positive, hands-on, “can do” attitude and adapt to changes Fluency in Japanese or Mandarin an advantage due to dealing with clients based in Japan/China regarding markets, financial products, and regulations. University degree holder
| Job Title | Compliance, Asset Management Compliance, Analyst, Singapore |
|---|---|
| Salary | SGD5,000.00 - 10,000.00 |
| Employment Type | Full Time |
| Working Experience | 1 Years |