| Company Name | Long Bridge Securities Pte Ltd |
|---|---|
| Company UEN | 202111825D |
The role will act as a key person supporting the Monetary Authority of Singapore (MAS) fund management licence application by coordinating regulatory submissions and preparing the necessary policies, procedures, and communications with MAS. The individual will establish and maintain compliance frameworks covering fund management, wealth management, and robo-advisory businesses. They will provide compliance oversight for robo-advisory and digital advisory services, including client profiling, suitability assessments, portfolio construction governance, client disclosures, and ongoing monitoring. The role will ensure adherence to Singapore regulatory requirements, including the Securities and Futures Act (SFA), Financial Advisers Act (FAA) (where applicable), and relevant MAS Notices, Guidelines, and Circulars. In addition, the candidate will oversee technology risk management and collaborate with technology and operations teams to ensure compliance with MAS Technology Risk Management Guidelines, outsourcing requirements, and data protection standards. The position will also involve conducting compliance risk assessments, monitoring activities, and internal reviews across both traditional and digital investment services, supporting new product launches, system implementations, and enhancements from a regulatory perspective, as well as providing compliance training and guidance to business, investment, and technology teams.
The ideal candidate should have 5–10 years of compliance experience in fund management, wealth management, digital advisory, or fintech. They should possess hands-on experience with Monetary Authority of Singapore (MAS) licensing, particularly in fund management and/or digital advisory. A strong understanding of robo-advisory and digital advisory regulatory frameworks is essential, including areas such as suitability requirements, algorithm governance, and client disclosure obligations. The candidate should also have good knowledge of MAS Technology Risk Management (TRM) Guidelines, outsourcing regulations, and digital platform control requirements. In addition, they must demonstrate solid familiarity with the Singapore regulatory regime, including the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and relevant MAS Notices and Guidelines. The role requires the ability to work cross-functionally with investment, technology, operations, and senior management teams to ensure effective compliance oversight and regulatory adherence.
| Job Title | Senior Compliance Manager - Wealth Management |
|---|---|
| Salary | SGD7,500.00 - 12,000.00 |
| Employment Type | Full Time |
| Working Experience | 5 Years |
| Qualification | Degree |